James A. Acey-Van Brunt, Vice President, Senior Supervision Officer within the Central Supervision Group, joined Neuberger Berman in January 2021. His responsibilities include the review and approval of new accounts, account maintenance, options suitability, trade correction/error review and training of new associates within the scope of supervision. Prior to joining the firm, James was a branch operations manager at Raymond James in Paramus, NJ. He began his career in 2008 as a service associate for Morgan Stanley in Morristown, NJ. He received his BA from Drew University, and currently holds his Series 3, 4, 7, 9,10, 31, 63 and 65 licenses.